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When it comes to Ethics, Professional Standards, and the Global Investment Performance Standards (GIPS), the CFA Institute Website is the mother lode and authoritative source of information.  Most of the accompanying links come from the CFA Institute Website and the GIPS Website.


  • Study Session 1 Readings.  Complimentary copy courtesy of the CFA Institute just to get you started.  You may quickly come to the conclusion that, since this is only one of eighteen sessions, it may be more feasible for you to get through the Curriculum by using the Schweser Study Notes.  We provide the entire family of Schweser products to our students at discounted prices.
  • Standards of Practice Handbook.  You will be tested on this at all three levels of the program.  Make sure that you take the 25-question test at the end of the book.
  • Code of Ethics and Standards of Professional Conduct.  Download and print this as your 2-page cheat sheet.
  • Summary of Code and Standards.  Good layout and summary of Code and Standards.
  • Rules of Procedure for Proceedings Related to Professional Misconduct.
  • CFAI Disciplinary Statistics.  Summarizes the nature of alleged misconduct resulting in disciplinary investigations, source of allegation, and disposition since 2000.
  • Professional Conduct Cases Involving the CFA Exam Administration Process.
  • Global Investment Performance Standards.  Pay attention to the Learning Outcome Statements for this publication.  The more detailed testing is at Level III.
  • GIPS Website.  The CFA Institute has creasted a Website devoted excluseive to GIPS.  Pay particular attention to the Q&A section, focusing on those questions that are relevant to the Level I Learning Outcome Statements.
  • Summary of GIPS.  Provides background and overview.

Please feel free to contact us at (212) 327-0200 to inquire about our family of CFA Level I, II, and III review programs that are offered in New York and Connecticut, or visit our Website at www.rgquintero.com for further information.

   
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